The Design And Implementation Of Compliance Management System For A Bank

Traditional bank compliance management is performed by manual recording.There are many defects in this approach.Firstly,it takes a long time for the compliance work of the bank to proceed,and it is not timely enough to handle the inspection.Secondly,because it is carried out manually,the supervision and inspection work re inevitably declinational,and the supervision of the work is not enough.On the other hand,the amount of information on bank compliance management has grown at a faster rate,leading in more and more demands for compliance management.The compliance management of the bank is too tedious.The realization of a reliable compliance management system has become possible so that the industrial bank Taian branch compliance management system is coming into being.The industrial bank Taian branch compliance management system uses JAVA language as the development language and adopts MVC design pattern framework based on the SSH framework with B/S mode.The function of the presentation layer of the industrial bank Taian branch compliance management system is mainly to transmit instructions to obtain the required data and transmit the acquired instructions to the logic processing layer.The JSP page is used for WEB presentation to demonstrate the system's operation of the business function.Action and Form are written for processing page and business interaction.The function of the business logic layer of the industrial bank Taian branch compliance management system mainly consist of writing business logic,invoking DAO operations,writing Service for interface and implementing classes.The main functions of Action implemented by Spring IOC container are the analysis the design table that needed to analyze the module,and the interaction with the database is realized through Hibernate as well as the return of the processing result.The industrial bank Taian branch compliance management system selects SQL Server 2014 as the database.The functions of the industrial bank Taian branch compliance management system mainly include off-site inspection management,on-site inspection management,report management,rectification management and non-compliance accountability management.Off-site inspection management includes the following functions:risk early warning verification,verification result processing,early warning query statistics,warning parameter maintenance and video management.On-site inspection management includes inspection plan management and inspection process management.The main functions of report management include anonymous report,real-name report,quick report,SMS report setting,report statistics,report acceptance,and report processing.The functions of the rectification management mainly include process tracking of issued rectification,rectification opinion acceptance,rectification reconsideration,rectification reply,rectification verification,rectification supervision and rectification inquiry.The main functions of non-compliance accountability management include accountability entry and accountability confirmation.The use of the industrial bank Taian branch compliance management system is of great significance to the compliance management of the branch.On the one hand,the system has greatly improved the work efficiency of the compliance management work and the real-time information processing.On the other hand,the use of the system provides reference and evidence for the verification of compliance management work.