Research And Analysis On Compliance Management System Of Small Commercial Insurance Company

With the increasing popularity of insurance knowledge and insurance audience, insurance company’s premium income increased annually. However, some companies in the daily management process have occurred against the interests of consumers, in violation of regulations of regulatory behavior, resulting in litigation and external penalty incidents. In order to understand the source of risk, strengthen compliance management, insurance companies need to use information technology to strengthen internal compliance management, to reduce or avoid risk.This paper focuses on the research and analysis of insurance company compliance management system, through research to understand the insurance company compliance business situation, a clear understanding of the design direction of the system. In the business analysis, the business process of the system are described in detail, and make the optimization of the original business process. In the functional analysis section mainly from the role of user, system use case, analyzing the functions of the system function diagram and so on. In the data analysis, mainly through class diagram and entity class and database table to implement. Business flow chart in the paper including compliance penalties, Institutional review, compliance training, legal affairs, investment risk, system management. Case analysis determine system interaction has the functions and authority, Coated structure define function structure and the interdependence of graph. The class diagram, E-R diagram and database table to complete the system of data analysis. The last chapter is carries on the summary and outlook on the future of the work. Through the research and analysis of this article, provide the necessary theoretical basis for system development. The insurance company compliance management system realizes the encoding of the insurance companies, risking control, increasing the tube Physical performance.