Research On Compliance Risk Prevention And Control Of Overseas Direct Investment Of Enterprises

Under the trend of global economic integration,President Xi Jinping proposed the “Belt and Road” initiative to encourage Chinese enterprises to “go global” and show their talents on the international stage.At the same time,the regulatory systems of governments and international organizations in various countries are gradually strengthened.With the rise of trade protectionism,the qualification examination and crackdown on foreign-invested enterprises of national governments and regulatory agencies are more stringent.Enterprises 'direct investment abroad faces horizontal and vertical The risk of compliance increases gradually.Therefore,in the current global environment of strengthening compliance,companies need to strictly control compliance risks on the international stage,operate in accordance with laws and regulations,and protect the interests of enterprises,related parties and employees,and compliance risks have become enterprises' overseas investment The first risk that must be faced.This article is divided into six parts.The first chapter first introduces the research background of the paper from the two perspectives of Chinese companies' foreign direct investment from 2002 to 2018 and the compliance regulatory system faced by the company's foreign direct investment,and then leads to the research problems of this article and explains the theoretical significance of this study And practical significance,then elaborate the research method and content of the paper,draw a research structure and road map,and clarify the overall framework of the paper.The second chapter introduces the relevant concepts and theoretical foundations involved in the research of this article,mainly elaborating on the risk management theory,the research literature of the company's overseas investment,the research status of compliance management,and the research status of the company's overseas investment compliance management.The third chapter introduces the research design scheme of this article.This chapter preliminarily constructs the research framework of the thesis based on the research questions,and expounds the selection criteria of the case,the brief introduction of the relevant information of the case enterprise and the explanation of the research reliability and validity.Chapter 4 focuses on the process of direct investment projects abroad by the four companies Huawei,ZTE,Siemens,and Glaxo Smith Kline,and identifies the types of compliance risks in the project development and design phase,investment operation phase,and later maintenance phase.Analyze the causes of compliance risks and lay the foundation for further discovery and refinement of compliance risk theory.Chapter V,on the basis of case analysis,combined with the research issues in this article,analyzes the core management and control elements of the enterprise,proposes a power-oriented compliance risk identification and evaluation strategy,a full-cycle risk-oriented compliance management strategy,and constructs compliance risk management The three prevention and control strategies of the "three lines of defense" are finally summarized to build a compliance risk prevention and control mechanism for the company's overseas direct investment.Chapter 6 summarizes the research conclusions of this article,points out the deficiencies and shortcomings of this research,and makes a prospect for the future research direction.