The Design And Implementation Of The Internal Control Evaluation System Of Commercial Bank Branches

With the further deepening of financial reforms, the pressure of commercial bank’sinternal control and management of branches is further increased, so either the externalrequirements or internal governance put forward higher requirements for operationalrisk management banking operation. Therefore, commercial banks need to build anetwork of internal control evaluation system, collecting information through the post tomonitor,check the counseling,accounting and business managers to perform theirduties,external supervision and evaluation parameters after classification, comparisonand analysis, recognized and classified to the problem library data, and to seek theweak link of the internal management of the business network,based on the diagnosis ofoutlets, and has a comprehensive assessment of the branches of the internal controlmanagement level.Point to the characteristics of the internal control evaluation system of JiangxiBranch of China Industrial and Commercial Bank of China, developed Jiangxi ProvinceIndustrial and Commercial Bank of China outlets internal control evaluation systembased on J2EE MVC framework, the system using the oracle database as a dataplatform,a full analysis of the commercial banking and financial services, internalcontrol architecture and business needs on the basis of the system architecture, weexpound the system design, functional modules mainly include systems managementplatform, user management platform, the problem management,query statisticssubsystem,and have the module design and implementation point to the network ofinternal control evaluation system and the various business segments.The internal control evaluation management system based on Struts framework hasthe advantage of portability, security, high reusability,System is the ability to developand deploy a portable program in a heterogeneous environment.through the study of thistopic,we conduct a internal control evaluation management system which can solvethe problem of low supervision and performance,the branch management is difficult to refine,the fine management of key events (branch, libraries group, teller, etc.),andrisk control is not strong.