| In modern enterprise management thinking,audit management is at a critical position.Taking securities industry institutions such as Zhongtai Securities as an example,through effective audit management,the company can strengthen the self-discipline awareness,standardize the responsibilities and behaviors of the enterprise department,and truly achieve the incentive effect.Due to the large number of institutional departments of Zhongtai Securities and the wide part of the sales department,there are problems such as inconsistent standards and norms and poor audit supervision in the process of conducting audit work,resulting in inefficient implementation of the company's audit system.Therefore,Zhongtai Securities decided to develop an audit management system that serves the company with the goal of establishing an efficient and practical audit management system.In the design process of the securities company audit management system,it adopted the MVC model.Based on the reduction of the coupling of components such as models and views,the responsibilities of each component are specified.The Hibernate framework reference can realize the objectification of the data table;the reference Struts framework can call the Action component to process and return the result based on receiving and filtering the http request issued by the user;the Spring framework uses AOP as the basic idea and integrates modules such as MVC,ORM,and so on.As a large distributed database,Oracle has good storage characteristics and is applied to the data management system of financial securities systems.The audit management system of the securities company implements functions such as risk management,plan management,project management,tracking assessment management,and resource knowledge management.Risk management implements functions such as risk model management,risk investigation management,and risk assessment management;plan management implements sub-functions such as monthly plan management,plan change management,plan tracking,and leadership view;project management module's project processing system realizes audit project management,audit framework template management,project change management,project summary query and other functions,file management system achieves file borrow:ing record management,project archiving and other functions;tracking assessment management module achieves tracking rectification management,rectification problem detailed management,assessment results management and other functions;the resource knowledge management module implements functions such as resource management and knowledge base management,which covering institutional information bases,legal and regulatory libraries,and other elements.After the application of the system,it provides an efficient and practical means for Zhongtai Securities to build a high-quality and perfect audit management system.It can standardize the internal audit management system,and the audit management work for each department can be carried out according to the unified standards.At the same time,it helps to strengthen self-discipline within the enterprise,increase the assessment of the company's departments,and effectively ensure the virtuous cycle of the company's operations. |
