Research Of The Risk Dynamic Monitor System Of Securities Company With The Net Capital As Its Core

The com prehensive risk m anagement is the surviva l of the f ittest law in securities market. For the outbreak of s ecurities industry risk, regulators launched a series of regulatory policy . For securities companies, this is not only the necessary assure to strengthen risk m anagement, promote itself development, but also the rigid constraints to respond regulatory supervisi on and examination. The net capital is the international core indicators of Securities Com pany’s risk supervision. In China The Securities Law has also made clear to the securities company’s net capital as the core of the risk control indicators system of legal status。The establishment of the real-time dynamic monitoring system that covering all the related business and m ake the company’s net capital as the core, has very important significance for the promotion of securities com pany’s norm ative developm ent. The risk control indicators dynam ic monitoring system that net capital as the core (abbreviate to“risk dynam ic monitoring”) is the dynam ic monitoring and complement of the secu rities company’s net capital in the supervision of the regulators fram ework. which made the company’s business scope m atch with the net capital adequacy level, establish the dynam ic linkage mechanism of the business scale and net capital level, prompt the company to configure the net capital between different business and realiz e the resource us ing efficiency maximization.This article attempts to net cap ital as the core index of the securities firm risk effectively monitoring, th rough the requirem ent analys is, design, the value index design, pressure test session detailed syst em design, and applied to the practice of concrete. At present the system has beco me an ef fective m eans of com pany ris k control, ensure the safety, standard and scientific development.