Research On The Directional Asset Management In Securities Companies

Since 2012,China’s total asset management industry,the explosive development of a few years,which is led by the brokerage and information management,brokerage information management business to play the biggest driving force is the Commission issued revised "one two law amendments" and "two law amendments" released after only 14 months.Brokerage information management scale increased from 280 billion yuan to 2 trillion yuan,which is a single quarter that exceeded trillion,among them,80% from the directional business.A method of two published pave the way for the institutional guarantee for the asset management business of securities companies,like eating a reassurance for many securities companies,which has a new profit growth point of the securities industry,the brokerage can also let a position in the big wave of the asset management and on the rise.Pacific Securities Limited by Share Ltd was registered in Yunnan in 2004,the national comprehensive securities company.After the asset management business qualifications in 2012,the company business performance of steady growth,as of the end of July 2016,the company’s asset management business entrusted with the management of customers with total assets of 129 billion 710 million yuan,through the continuous introduction of a wide range of information management products,to meet different customers’ financial needs.This paper selects the typical example of Pacific securities directional asset management business Limited by Share Ltd,such as bills channel business,entrusted loans,deposit agreement and project income right pledge repurchase stock,the plan from the information management project establishment,transaction,transaction structure to the specific mode of operation,and from analyze a series of problems of the directional business.But with the burst directional business,the potential financial risks still exposed,potential risks include credit risk,market risk,liquidity risk,operational risk,brokerage in the client to create interest at the same time,should also be in beforehand,and afterwards do the corresponding risk control measures.