Research On Model And Methods Of Financial Investments Social Impact Assessment Based On Balance Between Fairness And Efficiency

The financial investment project is the main carrier of the national finance of a country, the two main goals of the financial policies are fairness and efficiency,and so of the financial investment projects. However,now the financial investment project evaluations emphasis on the economic evaluation, contempt social impact assessment, ignore project feasibility evaluation that bases on the balance between, then hinder the realization of national policy objectives. Therefore, it is necessary to start the research from the two major goals of the national policies—the fairness and efficiency and establish reasonable social impact assessment system of financial investment projects. This is the starting point and purpose of this dissertation.Discovered by studies about social impact assessment at home and abroad, existing social impact assessment system of financial investment projects is deficient: focusing on static project social impact assessments, and the project decisions ignore the match between the project and the area; being lack of theoretical support as the foundation, and the theoretical model as the theoretical basis of evaluation system isn't established; focusing on economic evaluation or social impact assessment, and the evaluation indicator system is lack of the evaluation indicators system of economic, social and natural integration based on balance between fairness and efficiency; the method of financial investment projects focuses on the study of qualitative description and complex quantitative methods,and it ignores the operability and application of the evaluation, and is lack of the analysis of the results of the evaluation.Therefore, on the basis of collection and analysis of 107 related cases and interview with 36 evaluation experts, adopting many researchmethods including comparative research method,inductive reasoning, experts appraisal method,case study method and so on, this dissertation carries out in-depth study of theoretical model, indicator system and method of social impact assessment of the financial investment projects based on the balance between fairness and efficiency, usefully improves and expands the theory of project evaluation and decision-making of the financial investment projects, and systematically establishes the theoretical system of social impact assessment of the financial investment projects. the study draws the following conclusions:The social impact assessment of the financial investment projects in the economic, social and natural aspects is that of balance between fairness and efficiency, and it is the broad social impact assessment covering project economic evaluation, social assessment, environmental assessment. This assessment needs to establish indicator system of economic, social and natural integration based on the balance between fairness and efficiency, the innovation of this dissertation is in the following four areas:1.this dissertation proposes content and features of social impact assessment of the financial investment projects based on balance between fairness and efficiencyOn the basis of uniqueness analysis in-depth of balance between fairness and efficiency of the financial investment projects, this dissertation puts forward the contents and characteristics of sub-regional dynamic assessment of the social impact assessment of the financial investment projects. This dissertation considers that social impact assessment of financial investment projects should match the development of the areas and the stage of fairness and efficiency, namely the project decision should consider not only the social impact assessment results, but also that of the project matching the conditions of the projects time and space.2.this dissertation establishes the theoretical model of social impact assessment of the financial investment projects based on the balance between fairness and efficiencyOn the basis of the analysis in-depth about the existing study of social impact of the financial investment projects and making use of the theory of Western economics, welfare economics and project evaluation relevant principles, this dissertation establishes the theoretical models of social impact assessment of the financial investment projects based on balance between fairness and efficiency. The model proposes the balance between fairness and efficiency of the economic-social-natural integration systems, the balance between fairness and efficiency, and lays a theoretical foundation for social impact assessment of the financial investment projects based on balance between fairness and efficiency.3.this dissertation establishes indicator system of social impact assessment of the financial investment projects based on balance between fairness and efficiencyOn the basis of the above theoretical models, this dissertation makes use of case studies and expert appraisal method to determine the indicators and their weights of social impact assessment of the investment projects based on balance between fairness and efficiency, then establishes indicator system of social impact assessment of the financial investment projects based on balance between fairness and efficiency. The indicator system consists of six level indicators and thirty-six secondary indicators, covers the main factors of the social impact of financial investment projects.4.this dissertation proposes the methodology of social impact assessment of the financial investment projects based on the balance between fairness and efficiencyOn the basis of the analysis of content and characteristics of social impact assessment of the financial investment projects based on the balance between fairness and efficiency, this dissertation designs method, technical means of representation and decision making method.This methodology can scientifically, systematically assess the social impact of the financial investment projects, clearly show the impact in the fairness and efficiency, and help making decision by matching assessment results to the project area and the situation of fairness and efficiency, so it can enrich the existing social impact assessment studies.