Adaptive scaling model of the main pycnocline and the associated overturning circulation

This thesis examines a number of crucial factors and processes that control the structure of the main pycnocline and the associated overturning circulation that maintains the ocean stratification. We construct an adaptive scaling model: a semi-empirical low-order theory based on the total transformation balance that linearly superimposes parameterized transformation rate terms of various mechanisms that participate in the water-mass conversion between the warm water sphere and the cold water sphere. The depth of the main pycnocline separates the light-water domain from the dense-water domain beneath the surface, hence we introduce a new definition in an integral form that is dynamically based on the large-scale potential vorticity (i.e., vertical density gradient is selected for the kernel function of the normalized vertical integral). We exclude the abyssal pycnocline from our consideration and limit our domain of interest to the top 2 km of water column.;The goal is to understand the controlling mechanisms, and analytically predict and describe a wide spectrum of ocean steady states in terms of key large-scale indices relevant for understanding the ocean's role in climate. A devised polynomial equation uses the average depth of the main pycnocline as a single unknown (the key vertical scale of the upper ocean stratification) and gives us an estimate for the northern hemisphere deep water production and export across the equator from the parts of this equation.;The adaptive scaling model aims to elucidate the roles of a limited number of dominant processes that determine some key upper ocean circulation and stratification properties. Additionally, we use a general circulation model in a series of simplified single-basin ocean configurations and surface forcing fields to confirm the usefulness of our analytical model and further clarify several aspects of the upper ocean structure. An idealized numerical setup, containing all the relevant physical and dynamical properties, is key to obtaining a clear understanding, uncomplicated by the effect of the real world geometry or intricacy of realistic surface radiative and turbulent fluxes.;We show that wind-driven transformation processes can be decomposed into two terms separately driven by the mid-latitude westerlies and the low-latitude easterlies. Our analytical model smoothly connects all the classical limits describing different ocean regimes in a single-basin single-hemisphere geometry. The adjective "adaptive" refers to a simple and quantitatively successful adjustment to the description of a single-basin two-hemisphere ocean, with and without a circumpolar channel under the hemispherically symmetric surface buoyancy. For example, our water-mass conversion framework, unifying wind-driven and thermohaline processes, provides us with further insight into the "Drake Passage effect without Drake Passage". The modification of different transformation pathways in the Southern Hemisphere results in the equivalent net conversion changes. The introduction of hemispheric asymmetry in the surface density can lead to significant hemispheric differences in the main pycnocline structure. This demonstrates the limitations of our analytical model based on only one key vertical scale. Also, we show a strong influence of the northern hemisphere surface density change in high latitudes on the southern hemisphere stratification and circumpolar transport.