Research On Asset Management Business Of Huafu Securities Co.,Ltd

People's quality of life continues to improve,wealth continues to accumulate,and the demand for investment financing is gradually increasing.In order to meet people's growing demand for investment and financing,securities companies have launched asset management business.Nowadays,the market competition of asset management business of securities companies is very fierce.Compared with traditional business,asset management business has become the key direction for securities companies to develop innovative business.This paper elaborates the research methods of historical analysis,literature review,normative research,comparative analysis and on-the-spot investigation based on the existing research theories related to asset management business of securities firms at home and abroad.At present,the development of domestic asset management industry is that domestic asset management industry emerges relatively late,and many chaotic phenomena arise in the process of development.However,with the strengthening of supervision,the chaotic phenomena will gradually decrease.Huafu Securities Co.,Ltd.is the first group of securities companies established in China.It belongs to Class A securities company.The asset management business carried out by Huafu Securities Co.,Ltd.has been in the forefront of the country for a long time,but in recent years,the ranking has declined.Therefore,the development of the company's asset management business is facing certain problems.Firstly,it elaborates on the control of the overall scale of business development,covering many problems such as the decline of the overall development speed of Huafu Securities' asset management business,the weak ability of active management business,the low interoperability of information between the same industry,the company does not pay attention to the sales link of asset management,the unreasonable asset allocation and so on.Secondly,the company's risk management system needs to be improved urgently,and there are many risk factors in the market.Multilayer nesting of products will result in risk transmission,lack of necessary supervision of shadow banks,rigid cashing risk still exists in the financial system,and the effective control of risk has not been realized.Thirdly,it also includes the development of the talent team,the company is obviously insufficient in investment and research,and the professionals are relatively scarce.This paper explores the impact of regulatory policy adjustment on asset management business.It is found that HuafuSecurities Management Institution is unreasonable,and the awareness of exchange and cooperation is weak.In the process of constructing risk management system,we only pay attention to the scale itself,but neglect the risk,and the legal concept is weak.At the level of talent development echelon construction,the low level of independent R&D and the lack of talent in management have slowed down the progress of R&D of management products.Therefore,this paper puts forward corresponding suggestions.Firstly,Huafu Securities develops its asset management business,covering the overall scale of control business,standardization of channel business,gradually transforming passive management into active management,improving innovation level,increasing business scale,optimizing business structure,improving active management level,developing more different types of aggregate products and so on.Effective peer circles should be set up actively,cooperation with other financial institutions should be strengthened,and information exchange with peers should be maintained.Promote green investment and strengthen their own concept of green investment.In addition,overseas asset allocation can be implemented and cooperation with overseas counterparts can be strengthened.Secondly,in the process of building and improving risk management system,we should actively investigate existing businesses,effectively control risks,improve the quality of internal control,strengthen supervision and inspection,analyze investment objects,use portfolio technology to further disperse market risks,and use various effective hedging tools to transfer market risks.Thirdly,introduce more legal professionals,improve the professional level of internal air control personnel,and further enrich the professional knowledge of compliance legal personnel.At the level of talent development echelon construction,we should strengthen investment and research efforts,actively introduce high-level investment and research talents,attach great importance to the development of investment and research teams,and build a sound investment and research system.Starting from discussing the current situation of China's asset management industry,this paper intends to make an in-depth study of the problems and innovations in the asset management business of Huafu Securities Company,based on the actual situation of Huafu Securities Company.The topic of this paper is of great practical value.It can provide somereference for other securities firms to carry out asset management business and promote the development of the asset management industry.