Study On Compliance Management Of Bank F Branch Z

With the increasingly fierce competition in banking industry,the continuous decline of market economy,financial cases and non-performing loans are increasing year by year,so financial governance is imperative.In accordance with the requirements of the Nineteenth National Congress of the CPC and the Central Financial Conference,since2017,the State Financial Regulatory Authority has launched a series of special actions to deal with a large number of banking irregularities,and issued billions of dollars in fines to the banking industry,which has reached the highest level of regulatory penalties over the years.At the same time,regulatory authorities have raised compliance management to a political level,and the strengthening of banking institutions in compliance management has reached a historic peak in the past two years.This paper originates from the grass-roots level.By studying the second-level branch of a bank,Bank Z Branch,we can understand the background,significance,methods and purposes of compliance management,explore the relevant theoretical knowledge of compliance management,and analyze the research programs of some scholars at home and abroad on compliance management.By finding out the operation status of branch Z of Bank F and the risks of related business and policy,combining with the cases of domestic banks,this paper analyses and finds out the problems existing in the regulation management of branch Z of Bank F.Using internal and external questionnaires and the experience of advanced compliance banks,it puts forward solutions to the compliance problems of branch Z of Bank F,helps the grass-roots banks to solve the compliance management problems,and helps the grass-roots banks to solve the compliance management problems.The construction of compliance management of banks has certain reference value.