Research On Operational Risk Management Of Huludao ABC From The Perspective Of Internal Control

Since the 21 st century,with the continuous improvement and development of financial markets and market economy,the banking industry structure as the main body of financial markets has become more and more complex,and the various products launched by banks have also become more diversified.The financial markets and the financial industry The trend of globalization and the increasing reliance of banking business on computer operating systems have made the risks brought about by “operations” more and more serious and even endanger the survival of a bank.In the past one or two decades,there have been numerous cases of operational risks at home and abroad.However,from the perspective of the domestic banking industry,the degree of emphasis on operational risks is still relatively low,leading to continued rising bank operating risk in recent years.With the increasing losses caused by operational risks,China should strengthen its research on operational risk management and control.Taking the Huludao Agricultural Bank as the research object,the thesis starts with the analysis of its internal and external environment,analyzes the operational risk categories and its influencing factors of Huludao Agricultural Bank,and uses statistical methods to construct the operational risk factor analysis model of Huludao Agricultural Bank.Quantitative analysis of the impact of operational risk factors,on the basis of which,from the perspective of internal control from the four aspects of personnel,processes,systems and external events put forward specific measures to control operational risks.