Laser linewidth requirements for optical BPSK and QPSK heterodyne lightwave systems

In this dissertation, optical Binary Phase-Shift Keying (BPSK) and Quadrature Phase-Shift Keying (QPSK) heterodyne communication receivers are investigated. The main objective of this research work is to analyze the performance of these receivers in the presence of laser phase noise and shot noise.; The heterodyne optical BPSK is based on the square law carrier recovery (SLCR) scheme for phase detection. The BPSK heterodyne receiver is analyzed assuming a second order linear phase-locked loop (PLL) subsystem and a small phase error. The noise properties are analyzed and the problem of minimizing the effect of noise is addressed. The performance of the receiver is evaluated in terms of the bit error rate (BER), which leads to the analysis of the BER versus the laser linewidth and the number of photons/bit to achieve good performance.; Since we cannot track the pure carrier component in the presence of noise, a non-linear model is used to solve the problem of recovery of the carrier. The non-linear system is analyzed in the presence of a low signal-to-noise ratio (SNR). The non-Gaussian noise model represented by its probability density function (PDF) is used to analyze the performance of the receiver, especially the phase error. In addition the effect of the PLL is analyzed by studying the cycle slippage (cs).; Finally, the research effort is expanded from BPSK to QPSK systems. The heterodyne optical QPSK based on the fourth power multiplier scheme (FPMS) in conjunction with linear and non-linear PLL model is investigated. Optimum loop and higher power penalty in the presence of phase noise and shot noise are analyzed. It is shown that the QPSK system yields a high speed and high sensitivity coherent means for transmission of information accompanied by a small degradation in the laser linewidth.; Comparative analysis of BPSK and QPSK systems leads us to conclude that in terms of laser linewidth, bit rate, phase error and power penalty, the QPSK system is more sensitive than the BPSK system and suffers less from higher power penalty.; The BPSK and QPSK heterodyne receivers used in the uncoded scheme demand a realistic laser linewidth. Since the laser linewidth is the critical measure of the performance of a receiver, a convolutional code applied to QPSK of the system is used to improve the sensitivity of the system. The effect of coding is particularly important as means of relaxing the laser linewidth requirement.; The validity and usefulness of the analysis presented in the dissertation is supported by computer simulations.