Analysis On Risk Control Of Asset Management Business Of G Futures Company

With the development of China’s economy and society,residents’ financial needs also tend to diversify,stocks,bonds,gold,foreign exchange and other products can not meet the diversified needs of investors,due to the flexibility of investors’ investment amount,term,yield and other factors,financial institutions have also designed diversified products to meet the needs of investors.In this context,the asset management industry of "entrusted by others to manage money on behalf of others" has developed rapidly and expanded in scale,and futures companies that meet the corresponding conditions can also carry out asset management business by applying for asset management business qualifications.At the same time,the continuous growth of asset management business has also caused some problems in the asset management market,accumulating potential risks,regulators in order to standardize the operation of asset management business and eliminate potential risks in the financial market,issued corresponding management measures and institutional documents to frame the operation of asset management business within a specific scope,effectively standardize the issuance and operation of asset management products,achieve better financial services for the real economy,and prevent financial risks to a large extent;Since the issuance of the Guiding Opinions on Regulating the Asset Management Business of Financial Institutions in 2018 to 2022,industry risks have been significantly reduced,business structures have been continuously optimized,the proportion of active management scale and investment standardized asset scale has increased significantly,and private equity asset management business has entered a new stage of standardized and orderly development.Under the new situation,the downward pressure on the real economy has increased,and it is necessary to give full play to the resource allocation function of asset management business,guide more capital to invest in the real economy,and under the premise of summarizing the experience of standardization and rectification,the regulatory authorities have further improved the institutional system,revised the Guiding Opinions accordingly,and continued to consolidate the implementation results of the Guiding Opinions and help high-quality economic development.In this context,this paper takes the asset management plan operated by Company G as the research object,analyzes the risk situation and risk management status of the company in the operation of asset management business,analyzes the risk management of asset management business,and concludes that the main risks are affected by financial market fluctuations,credit risk and liquidity risk,and on this basis,the corresponding indicators are established to estimate the relevant risks,and the results show that the company’s asset management business is controllable as a whole,but there are still some problems in the operation process.Including the need to improve the stop-loss mechanism for risk events,the processing process and the risk evaluation mechanism in the risk management process;By sorting out and summarizing the problems in the entire asset management business,the company can further standardize the development of asset management business,create a good investment environment for investors and reduce their own risks to a controllable range.