Exploring The Issue Of Information Technology For Internal Audit Of Trust Companies

In order to open up new business scenarios,trust companies have chosen to transform,and digital transformation has become a mainstream trend in the industry.As an important guarantee for the healthy development of enterprises,the implementation of internal audit informatization not only promotes the innovation of audit tools,improves audit efficiency and enhances the utilization of audit results,but also helps to achieve "full audit coverage".Since the trust industry itself is a risk-prone area for compliance management,investment management and capital management,in order to effectively reduce the possibility of risk,how to use information technology to better play the functional value of internal audit in trust companies is a problem that most trust companies are facing at present.This thesis is divided into five main chapters.The first chapter is the introduction,which describes the research background and significance of the thesis,introduces the current regulatory and market environment faced by the trust industry,organizes the research literature on internal audit at home and abroad,reviews the existing research results,and introduces the research ideas and methods of the text.Chapter 2 is a theoretical overview of internal audit informatization in the trust industry.Firstly,it introduces the characteristics of internal audit informatization and explains the differences from traditional auditing;secondly,based on the relevant theoretical foundations such as risk-oriented audit theory and total quality management theory,the main objectives of its internal audit informatization are proposed,taking into account the characteristics of the trust industry.Chapter 3 provides a case introduction to the basic situation of Trust Company A,the audit development and its current status of internal audit informatization.Chapter 4 mainly analyzes the current problems and causes of internal audit informatization in Trust A.The problems are mainly focused on the quality of basic data,risk matter management,project-wide audit,and audit talents,etc.The chapter analyzes the causes of these problems at the same time.Chapter 5presents improvement suggestions from the perspective of optimizing internal audit informationization in Trust A.It includes the establishment of a perfect audit information acquisition system,continuous follow-up of audit full-process informatization,early warning of high-risk matters,and audit talent construction.This thesis starts from the business scenario and characteristics of trusts,based on the background of strong regulation and high risks faced by the trust industry,and takes Trust Company A as the research object to analyse the current situation of internal audit informatization under the trend of digital transformation,present the problems faced by Trust Company A in the process of internal audit informatization,analyze the reasons for the formation of the problems,and give corresponding optimization suggestions and safeguard measures for the problems.Through the study of this thesis,it is hoped that the research on internal audit informatization in risk prevention in the trust industry will be expanded to a certain extent.