Research On The Market Supervision Of Over The Counter Stock Option Market In Fujian Province

Option is one of the important tools in the securities market,an important puzzle of a country’s financial market,and an important financial tool that can only begin to develop after the securities market reaches a certain stage.Since the mid-20 th century,options,as a securities tool,have experienced a more terrifying and rapid development than other markets due to economic globalization,regulatory trends in different countries,and the upgrading of network technology.However,with the prosperity and development of options,there are still certain deficiencies in corresponding government regulation,especially in China.The main reason is that the development of options in China has just begun,which directly leads to the inability to fully reflect the positive utility of options as a financial tool,let alone effectively prohibit the related impact of their negative attributes,resulting in a significant increase in the application risk of options,Bringing huge risks and harms to financial security.In particular,there are many problems with government regulation of the over-the-counter stock option market.The launch of China’s over-the-counter stock option market was delayed,and it has not yet been in line with international standards.There are many loopholes,and with the further opening of China’s financial market,more and more problems will emerge.Once exploited by violators,it will seriously endanger China’s financial security.Although Fujian Province is located along the coast and geographically not far from several developed financial industries,the development of the over-the-counter stock option market in Fujian Province is still in its early stages,and there are many problems that need to be addressed by regulation.In particular,regulation needs to improve its own level and overcome many difficulties.Therefore,research is needed to improve the government regulatory system of the over-the-counter stock option market in Fujian Province,It is of great significance to maintain the financial security of Fujian Province and enhance the status of the securities trading market in Fujian Province.Based on the above ideas,this article will study the government regulation of the over-the-counter stock option market in Fujian Province through literature research and interview survey methods,including the concept,classification,function of options,and introduce the theoretical basis of government regulation.Secondly,it is to study the current situation and existing problems of government regulation in the over-the-counter stock option market in Fujian Province.Finally,by drawing on the excellent experience of government regulation in the off exchange stock option market in other provinces,relevant countermeasures and suggestions for government regulation in the off exchange stock option market in Fujian Province are proposed.Through the research in this article,the author has identified some problems with over-the-counter stock options in Fujian Province,such as inadequate regulatory systems,ineffective supervision,and inadequate investor education.By comparing and analyzing the government regulatory experience of over-the-counter stock options with other provinces and cities,three policy recommendations are proposed to enhance the government regulation of over-the-counter stock options in Fujian Province.These include improving the regulatory system,strengthening investor education,and innovating regulatory methods to make the over-the-counter stock option market in Fujian Province more compliant.And it indicates that the regulatory system of over-the-counter stock options is an indispensable part of improving the financial system.Studying the regulatory system of over-the-counter stock options in our country can not only promote the gradual improvement of the financial system,but also reflect the important significance of government regulation on the securities market.