Research On Risk Management Optimization Of CDSE's Proprietary Business

As an important part of financial market,securities companies play an important role in macroeconomic regulation,state-owned assets allocation,private enterprise financing and so on.With the continuous development of innovative business and the continuous expansion of investment scale of securities companies in China,the quality of risk management of securities companies has seriously affected the healthy development of the financial market.As one of the main sources of income of securities companies,securities proprietary business is characterized by independent investment decision-making,transaction risk and unstable income,which makes the risk events of loss and bankruptcy happen frequently.As a small and medium-sized comprehensive securities firm,CDSE was once on the verge of bankruptcy due to its radical investment style,which led to huge losses in its securities proprietary business and insolvency of the company.Although it was restored with the help of a series of measures,it also temporarily stopped the business.In recent years,CDSE has greatly improved its capital strength by means of share-holding system reform,capital increase and share expansion.In order to make up for the lack of innovative business,investment channels and income sources,it has relaunched its securities proprietary business and put the risk management of proprietary business in the first place.However,as the team building,investment research ability,operation level and risk control of the securities proprietary business need experience accumulation,it is impossible to achieve it completely in a short time,which makes the risk event break out again,so it is imperative to optimize the risk management of its proprietary business,otherwise it will affect the healthy development of its proprietary business and the whole company again.This paper takes the risk management of CDSE's proprietary business as the research object.Based on the research of relevant theories and literatures at home and abroad,starting from the development of proprietary business,the existing risks ofproprietary business and the current situation of risk management of CDSE,combining with risk events,using quantitative qualitative analysis,comparative analysis and case analysis methods,this paper analyzes the current CDSE's proprietary business The effectiveness of business risk management is evaluated,and the existing problems and causes of the proprietary business risk management of CDSE are summarized.In order to further improve the level of risk management of CDSE's proprietary business,some optimization measures are put forward,such as carrying out the risk management system,optimizing the investment strategy of proprietary business,promoting the construction of risk management team and strengthening the training of risk awareness of all employees.Based on the actual situation of CDSE's proprietary business,this paper,by combing the advanced experience of excellent securities companies at home and abroad,puts forward specific suggestions and relevant safeguard measures to optimize and improve the risk management of proprietary business of securities company,hoping to optimize the risk management of CDSE's proprietary business,and play a reference role in other business risk management of the company,so as to avoid or reduce the recurrence of risk events of CDSE.