The Research On Risk Management Of The Bond Proprietary Business About N Securities Company

With the continuous development of the bond market,the bond holdings of securities companies show an overall rising trend.Securities companies maintain a high degree of activity in the bond trading market and play a positive role in improving market liquidity.For a long time,the business income of N Securities Company mainly comes from the securities brokerage business.In order to further expand the income scale of diversified businesses,optimize the income structure,and realize the transformation and innovation of profit model,N Securities Company focuses on developing bond proprietary business.With the continuous expansion of N Securities Company bond investment scale,how to prevent and control risks while realizing its own income has become an important issue in the business transformation process of this company.This paper takes the bond business of N Securities Company as the research object.On the basis of in-depth investigation and analysis of the risks of existing business and the status quo of management and control,this paper draws on relevant theoretical guidance and risk management practices of advanced securities firms.Faced to the strictly supervise and the new era of financial technology,the risk management strategy of N Securities Company’s bond proprietary business should establish and construct an optimization plan for its risk management system.This paper believes that with the development of financial technology,the traditional financial model and financial ecology are being subverted,and the traditional financial risk management methods must also change accordingly.It is imperative to use financial technology to create a risk management innovation model with strong effects,low cost and ecological integration.For the bond proprietary business of N Securities Company,it is necessary to optimize the risk management from the aspects of sound internal control,promotion of risk control information system construction,development of bond credit risk rating model,and strengthening of risk response.