Research On Improvements Of Internal Control Plan In Hunan Provincial Branch Of Bank Of China

With financial globalization and the deepening of domestic financial system reforms,as a crucial component of financial economy of China,commercial banks have become more frequently faced by financial risks and irregularities.As a 100-year branch,Hunan Provincial Branch of Bank of China also faces risks.How to make better use of internal controls to avoid and control risks has become an issue to be studied.This thesis takes the internal control plan issues in Hunan Provincial Branch o f Bank of China as the main research object.By studying internal contro l theories and measures of the current commercial banks,and understanding the research status at home and abroad,the theoretical basis for the internal control plan improvement is established.Then,by referring to the internal control system in the “Internal Control-Overall Structure” and the control measures to prevent financial risks in the “Guidelines for Internal Control of Commercial Banks”,it specifically analyzes the existing problems in the internal control plan in Hunan Provincial Branch of Bank of China,and explores some suggestions to improve the internal control plan with the internal control environment,risk identification and assessment,control activities,and information communication.Efforts should be made to prevent financial risks and establish a more robust internal control system.The Branch should improve the program by creating a good internal control environment,strengthening risk management,optimize control measures,strengthening of information communication and improving the inspection and supervision mechanism.Finally,in order to ensure the smooth implementation of the improvement plan,the implementation plan of the improvement plan are formulated,safeguard measures are put forward for possible problems in the implementation process,and the expected effects of the implementation plan are prospected.The implementation to improve internal control plan in Hunan Provincial Branch of Bank of China will promote the development of its internal control,and it will enhance the level of its operational risk management.It also has certain reference value for some similar commercial banks to improve their internal control.