Research On Risk Management Of Asset Management Business Of H Futures Company

Since 2004,the asset management business undertaken by Chinese financial institutions has developed rapidly.In 2012,futures companies were qualified to conduct asset management business,and with the development of social economy,the scale of this business has gradually expanded.The asset management business determines the future development space of the futures company.The development of this business is conducive to increasing the source of profits and achieving a diversified business scope.However,the asset management business has become a new challenge for futures companies,because the futures companies have more investment,higher leverage,more flexible trading and risk than the securities company's asset management business,so how to manage the risks faced by the futures company's asset management business is particularly important.This paper is divided into five parts to study the risk management of H futures company's asset management business.The first chapter is the introduction,it introduces the research background and significance of this paper,discusses the research status at home and abroad,introduces the research content and method of this paper,and expounds the innovation of the thesis;the second chapter is the relevant theoretical basis,this paper introduces the definition and development of futures companies and their asset management business,and analyzes the types of risks and management of the business,paving the way for the latter;the third chapter describes the asset management business of H futures company.The paper introduces it's risk management in organizational structure,management process and supervision system;The fourth chapter analyzes the problems existing in the risk management process of H futures company's asset management business,including the defects of department and customer group structure,the management process is imperfect,the system construction is not perfect,and the modern risk control technology is not used;The fifth chapter is based on the problems analyzed in the fourth chapter,based on the experience of foreign futures companies in the risk management of asset management business,it is proposed that the H futures company information management business risk management can be improved by manage organizational structure,standardize risk management process system strengthen risk management supervision system,and utilize risk management with four technical aspects of proposals,the above suggestions are theoretical and practical,they can put forward constructive suggestions for the H futures company to strengthen it's risk management of asset management business.