Study On The Construction Of Operational Risk Management System Of Futures Company, The Asset Management Business

With the launching of the asset management service of the futures companies, ithas become a new product for the modern Chinese financial market, especially thefutures market. Since futures asset management service has a wide range of investment,trading flexibility, higher leveraged finance than an ordinary investment option withhigher risk. Hence, the supervision and risk management are the key tools to insure thestability of the futures market and cause the attention of social all circles to the researchof the investment.The main research contents of the thesis are as follows: firstly，the author explainssome practical research. Secondly，the related concept of this research is summarizedand concluded，and the related theories are summarized. Thirdly，the author for thecurrent operational risk management of futures investment industry are summarized，through case analysis method for some cases the current analysis，has summarizedoperational risk management problems in China’s futures industry，the futures Companyto carry out the information necessary to establish business operation risk managementsystem are summarized. Fourth，describing the current operation risk situation of theoverseas futures asset management and using the Canada risk management system as amodel. Fifth, with some theories and analysis of two examples aboard on FuturesCompany information management idea to build business operation managementsystem，mainly from the construction of risk management system design objectives andprinciples of operation，a complete framework of operational risk management，operational risk management tools and operational risk management implementationprocess and so on. Finally, a prospect for development after the author summarized.