Research On Asset Management Business Risk Management In China Securities Companies

The asset management business is provided by financial institutions for customers.And the operation and management of the client's entrusted assets within the scope of authorization to realize the financial services of asset preservation and value increase is essentially an investment and wealth management activity.In developed countries,sunch as Europe and America,the entrusted asset management business has become the core of the modern investment banking business.At present,in China,the proportion of traditional brokerage business income of securities companies declines.Gradually shifting the business focus has become the consensus of the securities industry.The expansion of brokerage asset management business has much potential.In recent years,while the development of asset management in the security business has made rapid progress in China,there are still a great deal of risks.For example,channel-based business invests in non-standard types of funds through multiple layers of hidden funds.Once these risks exposed,securities companies may face huge liquidity risks and credit risks.To prevent the occurrence of such risks,the regulatory authorities issued a lot of practical regulations and guidance.But they still need be improved.At the present time,through the development of asset management in our security business and the current research,this article comparies? the advanced experience of foreign countries and analyses the development of asset management in China.Finally,under the background of combining market economy with Chinese characteristics and financial policies,this paper analyzes the risk management of the asset management in our security business and the regulatory framework for the asset management.Through the research work in this paper,it has a positive role to promote the operation quality and efficiency of the risk management system of the Z-securities asset management business.At the same time,it also has reference and reference value to the perfection and healthy development of the risk management system of other domestic securities companies.