Research On The Risk Management Of A Securities Company’s Innovative Business

With the reform of the domestic securities industry development,business innovation development,accelerate the pace of business diversification,the business structure of the domestic securities industry in the traditional business oriented will have enormous changes,opportunities and challenges for the risk management of securities companies.For securities companies,on the one hand,business innovation and diversification,on the other hand to strictly control financial risk management.Whether it is the innovation and development or risk management,is for the sustainable development of the securities company,the birth of new business products,will require a new starting point for risk management and matching in this paper to determine.In this paper,domestic and foreign securities companies risk management theory and practice based on the results of the research topics of risk management around A securities business innovation,expounds the framework of risk management of A securities company,through the example of A securities company to the securities company’s innovative business risk management system research and demonstration in detail.A securities company,established in 2002,is a comprehensive securities company with a certain scale in China.It is a sponsor of China Securities Regulatory commission.A securities company is also the case,the gradual opening of the securities market,the increasingly fierce market competition today,the success or failure of risk management,a serious impact on the overall development of the company.But the A securities company risk management innovation in business there are still some problems,the status quo is not optimistic: on the one hand,A securities companies ignore the risk of blind pursuit of high returns.There are still extensive management,thus easy to make internal control mechanism in the operation of the Passover due to human failure;on the other hand,the development of various types of business innovation,the risk management system in a relatively backward state,it is difficult to effectively prevent the risks of a new business.This article from the perspective of corporate governance and risk prevention,risk management status of A securities company as the basis,to improve research through the risk management of A securities company’s innovative business problems,starting from the enterprise strategy to build a comprehensive risk management system,and discusses how to improve the risk management level of business innovation A securities companies.Help A securities company’s future strategic goals more feasible.