Font Size: a A A

Analysis Of The Status Of Violations Of Laws And Regulations In China's Securities Market

Posted on:2018-10-20Degree:MasterType:Thesis
Country:ChinaCandidate:J J ChenFull Text:PDF
GTID:2356330536967874Subject:legal
Abstract/Summary:PDF Full Text Request
On the basis of the information collected by various regulatory agencies in China's securities market in 2013,2014 and 2015.Through the analysis of the illegal and irregular behavior of various types of securities market,we can find that,in view of the illegal and illegal characteristics of different securities market entities,the regulatory authorities will also highlight their respective regulatory priorities under the premise of unified supervision.The current securities market illegal management is facing severe challenges.The ever-changing new market manipulation,increasingly complex insider trading,unpredictable illegal securities activities,and the new mix of business areas have brought great challenges to regulators' jobs.Regulators should be prepared to do a good job of targeted preparation.There are some problems that can not be neglected in the current securities market.The implementation of the securities civil compensation system is in trouble,the new securities market violations,the use of legal accounts of other people to use securities and asset management industry,the use of undisclosed information transaction supervision effect is not satisfactory.In the end,we must speed up the improvement of securities civil compensation system,adjust the securities market supervision system,and promote the improvement of regulatory law enforcement system further.Through the adoption of this series of measures to effectively improve China's securities market illegal and illegal governance situation.
Keywords/Search Tags:Illegal Behavior in the Securities Market, Governance, Analysis
PDF Full Text Request
Related items