The Current Status, The Root Causes For The Illegal Behavior In The Security Market, And Policies And Suggestions For The Prevention And Punishment Of The Illegal Behavior

The security market plays a vital role in the modem finance market.It is one of the important channels for financing and part of the socialisteconomy during the time when China is in the stage of development. Ithelps to further develop and perfect the socialist economy. This article isaimed to analyze how to prevent the illegal activity in the security market,ensure the healthy development of the security market and enhance therapid development of the socialist economy. This article consists of fiveparts:First part, analysis and conclusion of the current status for the illegalbehavior in the security market. The "illegal behavior potential" is veryhigh in the security market currently which is not good for the healthydevelopment of the security market. The reasons for forming of the"illegal behavior potential" are first the problems in view of executing thelaw and second the poor technical method and work competence to findout the illegal behavior in the security market. People who have this kindof behavior always try to escape from the investigation also counts foranother reason. Currently, there is a strange phenomenon in the securitymarket which is the high frequency of illegal behavior. This happensmainly in the security company and the secondary market. Under abovementioned circumstances, the conformation of the illegal behavior ischanging from the single form to various forms. This variety is not onlyrepresented in various main organizations such as Security Company,stock company and security Agency Company, but also represented in thedifferent illegal behaviors. Furthermore, the delay of the law andregulations also enable the misfeasor to easily break into the market.Second part, maeroseopieally analysis to the root cause for the illegalbehavior in security market. The reason which cause the illegal behavior is both internally and also directly related to the external environmentwhich the security market has a short development history. The externalreason is represented in: (1) unable to set the law independently andeffectively. (2) stock structure is not reasonable. (3) Supervision andmanagement are not powerful enough. (4) civil responsibility prosecutionis not reachable enough.Third part, according to the analysis above, this part is mainly focuson the legal policy and suggestion for the prevention and punishmentof the illegal behavior. The prevention and punishment for the illegalbehavior is mainly talking about from the aspects in legal roles and policy.We have to strengthen the punishment for the illegal behavior and at thesame time try to prevent it from happening; At the time when we crackdown the illegal behavior, we have to also strengthen the education to thepeople, lead them to invest.