A Research On The Risk Management Of Yunnan XX Construction Enterprises In The New OTCBB Listing Process

Currently, because the NEW OTCBB listed enterprise scope gradually expanded to national wide, small and medium-sized enterprise respond actively, Also, brokers and risk investment institutions hope to do something significant under the current situation in the market energetically. And as a financing means of small and medium enterprises, the NEW OTCBB listing is a challenge and an opportunity.The background, main contents, research methods, research significance and so on are introduced. This paper introduces the meaning, characteristics, listing conditions, and the main contents of risk control and risk control. This paper introduces the risk management in the NEW OTCBB listing process of Yunnan XX construction enterprise, analyzes the main risks, including credit risk, operational risk, liquidity risk and risk of failure, and the causes of the risk, which is the NEW OTCBB listing market function positioning, corporate governance structure is not perfect, the risk management system is not perfect and the system is not fully functional, followed by a model of risk evaluation. Last for the enterprises in the process of risk management, risk management and its causes, based on the risk assessment of listed companies listed in Yunnan XX building construction enterprise risk control measures, including strengthening the NEW OTCBB card credit risk control, pay attention to operational risk and liquidity risk control, firm uphold the regulatory philosophy, fully play the role of the NEW OTCBB listing market functions, optimize the NEW OTCBB listing design measures.