Xinjiang Tianli Research On Risk Management Of Futures Company

Futures trading risk management is the futures market as a whole micro-level risk management, if the futures company’s risk mismanagement, not only suffer the loss of their own, but also may cause damage to the interests of other investors. In addition, the futures company belongs to a modern financial enterprise, manage risk and benefit is their instinct, so the futures companies to establish a comprehensive risk management system, effective management of risk is extremely necessary. This article is in this context, select the Xinjiang Tianli futures company’s risk management as the theme for study, summed up the successful experience of the company’s current internal control system and problems, to establish a comprehensive risk for its own development company management system. Aims to lay the foundation for future sustained and healthy development of the company theoretical basis for the regulatory authorities in Xinjiang futures provide a reference for other futures companies in Xinjiang to provide effective risk management reference, so as to promote the healthy development of the futures industry in Xinjiang.First, the paper introduces the background and significance of current research papers, etc; secondly, focusing on the specific risks of comprehensive risk management theory, the futures company’s financial characteristics and functions, as well as futures companies different from the general financial institutions sex; again, the paper describes the status of the basic situation and risk management of Xinjiang Tianli futures companies, the status of the company conducted a risk identification and draw the company’s risk pedigree chart, so that the internal and external risks faced by the Company at a glance, for After targeted to solve these problems provide a basis for risk management; fourth part discusses the construction of Xinjiang Tianli futures company’s comprehensive risk management system, focusing on the company’s various business segments risk points and effective control methods, and for the The company built up a lack of risk assessment system, the introduction of Va R models to improve the company’s risk management; fifth part from foster full risk management culture and ensure smooth communication and information and risk management personnel of the three aspects introduced a comprehensive training Safeguards risk management system; part article introduces the final conclusion of this study, and noted that the establishment of a comprehensive risk management system is an inevitable trend in the development of the company’s future risk management, the company also needs to further improve its internal control system, and establish a still Blank risk identification and assessment systems, and foster full awareness of risk management, to ensure the smooth running of the company-wide risk management system.The main body of the article uses qualitative research methods, using historical documents query method described in the research process and internal control theory, the access to a lot of historical documents and the company’s rules and regulations, while part of the company’s risk management status using the interview, understand the company’s current risk management and risk management of the company’s latest developments. The innovation of this paper is to banks and other financial institutions in a relatively mature comprehensive risk management system introduced in the futures industry for the futures company established a comprehensive risk management system for their own development, making the futures companies to better manage their own risk. Meanwhile in Xinjiang little concern for the futures industry, the research conducted is only a handful, although there are still a lot of article deficiencies, but also expect to be in terms of risk management theory in Xinjiang and even futures futures companies industry to make some power.