G Margin Trading Business Risk Management Research

Outside, margin trading has more than400years of history, from the time of the establishment of the world’s first stock exchange-Amsterdam Stock Exchange had accompanied born margin, then the stock market an integral part of, and continues to this day.Facing a serious challenge to the survival is of China’s securities companies in the securities markets and market processes increasingly accelerating trend. The implementation of the margin will break the securities companies financing channels and shortage of funds the status quo, to increase the source of profits of the brokerage stocks, enhance their competitiveness. Gradual decline in the past in the securities company’s main business income accounted for the heaviest brokerage income ratio, innovative business income, such as margin trading, stock index futures business.Therefore the margin trading business risk management increasing degree of attention is the need to strictly control the impact of various risks of margin trading business income.The budding Chinese securities market since the1970s marked by the establishment of the Shanghai Stock Exchange and Shenzhen Stock Exchange, and has developed more than30years, the youngest one of the stock market in the world. Especially the past two decades, the stock market has made tremendous development the Securities company also experienced a rapid expansion phase of an asset size and scope. The securities company’s competitiveness in the market is dominated by its assets and the market share is determined. Our brokerage has gone through several rounds of capital increase, relative to foreign securities companies the scale is still small, risk-resisting ability, or lack. This article through the implementation of margin trading business of securities companies on the G and risk control, multi-dimensional analysis, comparing the development status of the margin trading business by domestic and foreign markets, the analysis of the problems encountered in the margin trading business of securities companies to carry out the process and challenges sort out the various processes and G securities margin trading business of the Company, the use of risk management theory, and propose solutions to the strategies and recommendations of G securities companies to achieve sustainable development has certain significance.In this paper, based on the course of development of the margin trading business at home and abroad, and conducted in-depth research and analysis of the margin trading business of securities companies, combined with the actual case of the G Securities Company, summarized the various issues that arise in the course of the margin trading business to carry out and risk management theory, the main problems margin business development in all aspects of the securities companies to study and solve the strategy proposed compliance risk prevention recommendations.