Design And Implementation Of Computer Audit System For China Construction Bank

With the development of “paperless office”, the computer is applied more andmore widely in the banks, therefore, more security problems appear. Especially in recentyears, due to internal bank staff illegal operation, malicious lending, causing bad loanrate jumped, at the same time, the customer information disclosure harmed the socialpublic safety, it is time to improve the internal audit work as soon as possible!At present, the banking industry mainly through regular attendance system andinternal risk prevention rules to conduct safety audit work, poor accuracy, loweffectiveness, which can not effectively manage employee behavior, or prevent theoccurrence of security.Based on the actual situation of the company as the basis, combined with thefinance norms, to establish a security audit system which should control staff operations,in this way, a new situation will be build which is more intelligent, automatic andaccurate.Construction Bank Audit System is a new internal control system, which is basedon component technology. The design content mainly includes:1、The application of component technology. The component technology is a kindof software reuse technology, which will greatly simplify the software design flow,reduce the workload of software design, and improve the design efficiency.2、Audit concept fusion. In the software design process, the theoretical knowledgeof the security audit has been integrated, early prevention, interim control,post-retrospective, combined with the actual situation of the Bank, we design thefunction modules compatible.3、Functional modules. Construction Bank audit system consists mainly of fourfunctional modules, network behavior audit, loan audit log auditing and statisticalanalysis, respectively, from the external network (Internet) behavior management,behavior management intranet (financial services), conventional behavior managementand humane information services, to achieve "no loopholes style" audit management.4、The system character design. Construction Bank audit system includes three main roles of business executives, security managers and ordinary employees, areasonable allocation of different operating authority, which employees are controlledby the system by collecting information on employee behavior; security administrator isthe operator of the system who has right to control the system; business executives withdecision-making powers of the security incident, to guide the security administrator tocarry out the necessary audit operation.Financial-oriented enterprise security audit products at this stage is not rich, thesecurity audit theoretical system has yet to be improved. The research and design ofconstruction bank audit system is a useful exploration for the internal safety auditdevelopment of China’s financial industry.