A Study On The Relation Between The Commercial Bank And Securities Broker Company

The relation between the commercial bank and securities broker company has been an important subject for research of domain all the time .The development of the competition , cooperation , mixed operation and operating seperately between them, have reflected the innovative course of arranging in monetary system. This text has analysed competition and cooperation between the Chinese commercial bank and securities broker company mainly, sketch the contours of the direction of development in the future between the Chinese commercial bank and securities broker company, and has put forward the corresponding countermeasure.This text is divided into six chapters altogether. Chapter one is the summaries of the relation between the commercial bank and securities broker company, which have analysed the theoretical foundation of the relation between the commercial bank and securities broker company mainly, review eddevelopment course of the relation between the commercial bank and securities broker company of China and other countries, received some basic law that relation develop from it. these theories and laws will become main basic points of this text.Chapter two sets out from different financial mode mainly, analyses the impact on the relation between the commercial bank and securities broker company of management mode of mixing industry , and sets out around the adverse effect on the commercial bank and securities broker company of management mode of assigning to industry , have confirmed the superiority of the management mode of mixing industry from reverse side .Chapter three analysed the cooperation between the commercial bank and securities broker company at the present stage in China. Have explained the reason of cooperation between the commercial bank and securities broker company at first, then put forward important meaning of cooperation between the commercial bankand securities broker company and how to realise cooperation.Chapter four analysed competition relation between the commercial bank and securities broker company at the present stage in China mainly. Because China is still at the stricter stage of operating seperately at present, the commercial bank and securities broker company always form the relation of competing in some fields . This chapter proceeds with field and content of competition between the commercial bank and securities broker company, has probed into the reason of competition and corresponding countermeasure of the securities broker company emphatically.Chapter five concentrates on the supervision of government on relation between the commercial bank and securities broker company. Financial circles is a special trade, one' s own high risk of the finance and dominoes effect of the financial crisis need the government to offer and supervise. This chapter proceeds from interests conflict and financial risks appearing in the relation between the commercial bank and securities broker company, have analysed the pluses and minuses of the different supervision mode.Then the author point out the direction of institutional innovation of supervision.Chapter six laid particular emphasis on probing into the prospect of relation between the commercial bank and securities broker company in the future of China. The author have proposed that mixed operation will be the developing direction of China's relation between the commercial bank and securities broker company in the future, and has possessed the primary condition of mixed operation tentatively. At the end of the article, the author should put forward the countermeasure to mixed operation from the government, regulator , commercial bank and securities broker company's angle.