China Financial Holdings, Power Relations Research

Since 1980s, along with the rapid development of economic globalization and the progress of science and technology, the financial management mode has changed gradually from divided operation to mixed operation. Many medium-large financial holding groups showed stronger abilities to resist risks in the international financial crisis at 2008. Financial holding group has become one of the main financial organization forms of developed countries. However, financial holding group, as a special kind of enterprise group organization form, because of its complex parent-subsidiary corporation relationship, corporate governance, business relationship, human relationship and cultural relationship, has its complexity in internal right relationship compared with general enterprise group. Besides, because most China's financial holding group is state-owned enterprises, financial holding group in China has its particularity. Therefore, studies on internal right relationship of financial holding group in China have significant academic values and extensive application prospects.With internal right relationship of financial holding group in China as the research object, and Marxist economics theory as the methodology guidance, the dissertation fully absorb related research achievements of modern enterprise theory, make a flexible use of comparative analysis, historical analysis, contradictions analysis tools, and combine Economics, Management, Law, Sociology, Organizational Behavior Science theory and method, to analyze the internal right relationship of financial holding group in China from the aspect of the exercising and implementation of ownership, occupancy right and managerial authority. The dissertation did a lot of research work on right system, right structure, right characteristics, right conflict, connecting link among members, organization and management, right exercise, and problems existing of financial holding group in China. Then, the dissertation put forward recommendations on how to improve the ownership structure, straight out right relations, and perfect management under financial, economic, market and policy environment at present.The dissertation is divided into an introduction and six main parts. After an introduction to extend core ideas, the first and second part elaborate general concept, basic theories and development of financial holding group in China. The third part states the internal right relationship of financial holding group in China in general. The following two parts analyze the implementation of ownership and the exercising of occupancy right and managerial authority, based on the basic contradiction analysising. The final part tries to put forward recommendations comprehensively to perfect the internal right relationship of financial holding group in China. This dissertation does some innovative work in the research field of internal right relationship of financial holding group, and also makes some breakthroughs in research frame, theory and methodologies etc.Innovative result in research field is that, a systematic and comprehensive research on the internal right relationship of financial holding group in China is proposed. In this system, the right formation and the right exercising path are analyzed, and the differences of its right framework from general one's are studied. Ever more, the basic contradiction of ownership and occupancy right is made clear.Innovative results in research frame is that, this dissertation analyzes the internal right relationship of financial holding group in China from two aspects—the contradiction in the control of the owner to the exercising institution of occupancy righ, and the contradiction in the control of the exercising institution of occupancy right to the exercising institution of managerial authority--and three levels-- ownership, occupancy right and managerial authority, to point out the main problems in right exercising in order to consummate the internal right relationship of financial holding group in China.Innovative result in research methodologies is that, firstly, the method of comparative analysis is applied to survive the development and control module, type, means, etc. of financial holding group systematically. Secondly, the method of Historical analysis is employed to investigate the historical dimension of the internal right relationship of financial holding group, which means that the context right relationship and its evolution under a particular economic system is investigated from the general evolution of the economic and social system. Lastly, principle of the dialectical relationship of contradiction's universality and particularity is integrated to evaluate the development status of financial holding group in Western countries and China, the basic contradiction of the internal right relationship of financial holding group in China, and the main performance of the contradiction. At the meantime, principle of the dialectical relationship of primary contradiction and the secondary contradiction is applied to propose feasible countermeasures for the perfecting of the internal right relationship of financial holding group in China.Based on reality, the dissertation maintains its analysis objective and conscientiousness to meet the needs of economist and enterprise's manager related when they are seeking for theoretical support and guidance.