Research On Risk Management Of A Company’s Investment Business System Developing Project

In recent years,with the continuous application of Internet,big data and AI in the fund industry,the fund industry has been developing rapidly.At the same time,the fund investor group continues to grow,leading to the scale of public offering funds has expanded rapidly,increasingly fierce competition among fund companies,investors’ interests can’t be adequately protected.In order to guide the healthy development of the fund market,China Securities Regulatory Commission duly launched the pilot notice of the fund investment advisory business.Once the notice was released,it was paid attention to by many fund companies.These fund companies are planning to build their own fund investment advisory business system in advance,in order to obtain the qualification of doing business earlier after getting the fund investment advisory license,so as to attract more customers in the fund market.However,there are many problems in the process of A company’s fund investment advisory business system from research and development to doing business,which has caused a lot of impact on the normal management of fund investment advisory business.This study takes the research and development project of A Company’s investment advisory business system as an example,and conducts in-depth research on risk management of investment advisory business research and development projects in order to find an appropriate risk management scheme which is applied to A company’s investment advisory business research and development project to ensure the smooth realization of project objectives and improve the stability of the business system.This study first collected project data,analyzed the management profile of the project,combined with the theoretical knowledge of risk management,designed the corresponding risk management plan.Then through the expert interview method and brainstorming method to identify the risks in the project,and get a risk list containing 5 types of 19 risk factors.The identified risks are evaluated through qualitative analysis and qualitative and quantitative analysis,and then we can get a quantitative risk assessment table and a table which containing risk weight and risk ranking.Then,according to the results of risk assessment,several risk response measures were developed for each risk factor,and a simple project risk monitoring system suitable for execution is proposed to collect risk information and track risk changes.Finally,some of the results of this study have been put into practice in a small scope in the investment advisory business research and development project,and have achieved good results.