On The Classified Supervision Of The Scalping

Based on a more accurate outline of the law enforcement status of information-based manipulation,this article intends to evaluate its compatibility with securities legal principles,so as to combine the law enforcement materials to be further disclosed,provide theoretical preparations for rethinking the appropriateness of this law enforcement category,and provide theoretical preparations for reviewing the appropriateness of this law enforcement category.Comprehensively reflect on the principles of securities fraud enforcement and the governance of the securities market to provide references.In the first chapter,the author will sort out the Scalping transaction system in my country,analyze the logic behind the legislation,and discover the problems and challenges it brings while affirming the rationality of its regulations.The second chapter summarizes the law enforcement experience,and proposes the research object of this article-the classification and regulation of the subject of Scalping transactions.The practical dilemma under the current legislation includes whether or not the actors need to be divided after expansion.Type regulation,how to prove the influence of general subjects in the actual law enforcement process and whether to set exemptions for general subjects? For these two special subjects,securities professional institutions and their staff,and news media personnel,how to combine their respective professions Regulate and regulate issues.The third chapter cuts into the analysis of the illegality of Scalping transactions from two aspects.Based on this,the forth chapter discusses the basic supervisory strategy of the subject of the Scalping transaction based on the analysis of the practical dilemma and the nature of illegality.The first section puts forward the element of identifying that news media practitioners constitute a Scalping transaction and the falseness of information needs to be disseminated.This is determined by the special status of news media practitioners.At the same time,it is false in the crime of Scalping against journalists Judgment of information,screening from the perspectives of the reported information content and the subjective cognition of the reporting subject will better protect and balance the free speech of the press and investors’ interests in the securities market;in the second section,another special subject is targeted.——In the supervision of securities professional institutions and their staff,the author starts from the analysis of the criminal reasons of such subjects and proposes to relax the nature of their transactions,but at the same time a strict information disclosure system needs to be established to avoid conflicts of interest in transactions;The third section analyzes the supervision model of non-special subjects.One is to improve the path to prove the influence of such subjects’ recommendation of shares,and the other is to configure corresponding exemption clauses to prevent the accidental injury.