A Research On The Risk Control Of C Company's Private Fund Custody And Outsourcing Business

In recent years,with the deepening of the state of financial innovation business and relevant policies introduced gradually,along with the rapid development of the private equity industry,fund custody and financial services outsourcing business(hereinafter referred to as the "fund custody outsourcing"," custody outsourcing" etc.),by the original only allows commercial Banks to participate in,change to allow securities companies,finance IT companies and other financial institutions,such as the third party independent institutions in accord with certain qualifications and conditions cases can enter the fields of private equity fund custody and outsourcing services business.The innovation and implementation of this policy not only brings new competition and challenges to traditional commercial banking institutions in fund custody outsourcing service business,but also provides opportunities and challenges for securities companies and other custody outsourcing service institutions to expand their business,making fund custody outsourcing service one of their core competitiveness.However,when securities companies enter the custody outsourcing industry,they have insufficient experience in business operation and risk management,and weak risk control ability.Therefore,it is necessary to discuss and summarize the risk management of fund custody outsourcing business,so as to enhance the competitiveness of the company.This article is based on the theory of comprehensive risk management,from C Companies in the actual operations of the managed outsourcing,with a core of custody department operation risk in the process of analysis and research,by analyzing and comparing the domestic and foreign managed outsourcing operations,analysis of C Company operation of internal control,explore the solution of targeted,improve the ability of handling C Company managed outsourcing risks,at the same time serve as a reference for other securities companies to carry out the relevant business.Through the analysis of custody outsourcing operation and the study of countermeasures,this paper improves the professional skills and risk prevention awareness of employees within the department,strengthens the channels and methods of external communication,and provides favorable guidance and reference for the establishment of an effective information technology framework and internal control system.