Internal Control Optimization Of GX Securities Based On COSO Farmework

The establishment of scientific and perfect internal control is of great significance to the further development of securities companies in the future.In this paper,the research object GX securities in belong to the industry leading enterprises,diversified business and on average,,therefore,the research analysis of GX securities related issues,internal control is beneficial to the financial industry,combining with related internal control specification field experience,broaden the internal control theory for the internal control of GX securities system optimization,and provide a feasible way to safeguard measures.Based on the practice within the GX securities acquired during internal interview and field survey,analyses the unit internal control existing problems,and the internal control development is not yet ripe for GX securities shareholder structure on the effectiveness of internal control may influence degree of GX securities information construction is weak industry have a higher risk and market regulators check stricter then cause analysis,this article is based on the COSO framework of GX securities internal control mode is optimized,in optimizing idea into the quantitative indicators into the internal control design The combination of risk management and internal control on the application of advanced information technology such as large data such as the innovative way of thinking in optimizing design,with the aid of the COSO framework,through a combination of GX securities business operation characteristics and the specific situation of internal control,for the internal control system optimization in the end,on the basis of the internal control system is built,the efficient operation of the internal control of GX securities provides several protection measures...