The Research On Evaluation And Improvement Of Internal Control Of CS Bank

Commercial banks play an important role in maintaining the national financial order and preventing and controlling systemic financial risks.As an important means of risk control for commercial banks,internal control must improve the quality of internal control and effectively prevent various risks faced by commercial banks in order to achieve the internal control objectives of commercial banks.Internal control evaluation is not only an effective way to check the effects of internal control,but also the key to promoting the scientific implementation of internal control.Therefore,constructing a reasonable internal control evaluation system for commercial banks is the focus of commercial banks 'internal control evaluation,which is helpful to discover the shortcomings in commercial banks' internal control and provide a reliable basis for perfecting commercial internal control.The thesis takes CS bank as the research object,and sorts out domestic and foreign internal control related research literature.First of all,through on-site investigations,organization interviews,questionnaires,etc.,to collect relevant information on the internal control evaluation of CS Bank,a comprehensive analysis of the current status of the internal control evaluation of CS Bank.Secondly,to use analytic hierarchy process and fuzzy evaluation method to build CS bank internal control evaluation system.Then,use the CS Bank internal control evaluation system to evaluate the implementation of the internal control of the CS bank,analyze the evaluation results of the internal control of the CS bank,and find that the CS bank has five aspects in the control environment,risk assessment,control activities,information and communication,and internal supervision.There are deficiencies.Finally,aiming at the main problems of CS Bank and analyzing its influencing factors,specific measures and suggestions for improving CS Bank's internal control are proposed from both internal and external aspects to achieve CS Bank's internal control objectives.The thesis integrates the internal control theory with the risk management theory of commercial banks,and explores the construction of the evaluation system of the internal control of the CS bank and the improvement plan of the internal control of the CS bank.It has research value and practical guiding significance.The thesis research is expected to provide references for CS Bank to improve its internal control and help CS Bank enhance its risk management capabilities.At the same time,it provides useful reference for other commercial banks to strengthen internal control and promote the sustainable operation of commercial banks.