| From scratch in just 20 years,China’s stock market to gradually prosperous,more perfect market mechanism,financial institutions play important roles in the securities market has been developing,constantly enrich financial business type,scope of business,followed by the increasing of the risk source,risk correlation between additive and spread to the problem,in this economic environment,this article to XB securities private equity investment business as the breakthrough point,combined with the actual case risk management status in order to further improve the securities business risk management system to put forward effective countermeasures.This article is based on the development of domestic and foreign securities companies,looking for promoting risk ma nagement system construction key point,through the study found that the securities industry in our country although risk management system to draw lessons from the theoretical achievements of western relatively mature,but the quality of risk supervision is still not high,its essence is because of the lack of quantitative tools for risk identification and risk assessment,and through to the researches in risk models,and to explore the hidden behind the securities business in different types of risks at the root of the problem,in detail elaborated the theory basis and application of risk quantification model method,XB securities private equity investment business,for example,From the pressure test and model the whole caliber of its own capital investment project risk management system to improve the target design,plan formulation and feasibility of three aspects to carry on the analysis,evaluation under the extreme market environment,companies are facing the risk factor of the type and the influence degree of the exposure parameters team operating results,the results showed that the risk of quantitative tool can be used to improve the sensitivity of the organization to risk,take timely measures,finally aiming at the problems in XB securities companies risk management,Suggestions such as making full use of the "Internet +" information technology environment and platform,improving the technical ability and professional level of business personnel in the information environment,and realizing benchmarking management with the help of the business control manual are put forward,which can provide decision-making basis for securities companies to conduct risk management system research based on the stress test model. |
