Research On Financial Regulation Of Jingzhong Technology Co.,Ltd. Listed On NEEQ

Under the policy background and social environment of “mass entrepreneurship,mass innovation”,entrepreneurship innovation has become the trend of the times,and a large number of small and medium-sized enterprises(referred to as “SMEs”)have sprung up.In China,the financing difficulty of SMEs is a common problem.Because SMEs are an important part of China's economic system.If alleviated the financing difficulties of SMEs and help the development of SMEs,it will make an important contribution to promoting China's economic growth.Since its birth,the National Equities Exchange and Quotations(referred to as“NEEQ”)mainly serves for science and technology SMEs financing.The establishment and development of the NEEQ lays a solid foundation for the construction of multi-level capital market and broadens financing channels for science and technology SMEs.With the “market expansion” of the NEEQ,more and more science and technology SMEs have stepped into the threshold of the capital market,through listing the NEEQ to improve corporate brand and enhance financing capacity.This thesis takes the financial regulation of the NEEQ listing of science and technology SMEs as the research object,and carries out relevant research,which can improve the theory of multi-level capital market research,and has certain theoretical significance.Through case study,this thesis puts forward relevant measures and evaluates the effect of the financial regulation.It has certain reference significance for the science and technology SMEs to prepare for the NEEQ listing.In addition,for intermediaries,the guidance financial regulation is an important work before the NEEQ listing.With more and more enterprises applying for the NEEQ listing,the financial regulation requirements of the future regulatory agencies will tend to be stringent,which means that this research has certain guiding significance.Through literature research,inductive analysis and case analysis,this thesisconcludes that in order to alleviate the financing difficulties of science and technology SMEs,on the one hand,we need to speed up the construction of multi-level capital market and increase the support of investment institutions for innovation and entrepreneurship;on the other hand,we need to solve the financial regulation prevalent in science and technology SMEs,and strengthen the ability of financial information disclosure of enterprises themselves.This thesis consists of six chapters: the first chapter is an introduction,which is a summary of the research methods and significance of the article;the second chapter summarizes the relevant concepts and theories,which lays the foundation for the analysis of later examples.The third chapter studies the relevant financial regulation problems through the case analysis of Jingzhong Science and Technology Co.,Ltd.;the fourth chapter studies the financial regulation normative measures;the fifth chapter evaluates the financial regulation normative effect;the sixth chapter is the conclusion and prospect of the research.