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State Audit Research Of Financial Industry

Posted on:2020-08-22Degree:MasterType:Thesis
Country:ChinaCandidate:H Y MaFull Text:PDF
GTID:2439330578463079Subject:Accounting
Abstract/Summary:PDF Full Text Request
Finance,in China's current national economic system,is in a very central position.Financial audit,as its name implies,is to take the financial industry as the object of audit to carry out strict audit.Through their supervision and inspection,we can discover the hidden financial risks and take immediate plans and actions to control and prevent them.As an immune system,national audit plays an indispensable role in the national financial supervision system.The strength it releases plays an important role in stabilizing the national financial order and maintaining economic security.Because of this,it can play a supervisory role in the financial industry and play a strong role in the participation of national governance.For a long time,the state audit has made remarkable achievements in combating financial crimes,resisting financial risks and promoting the construction of financial structure system.In recent years,with China entering a new stage of deepening reform in an all-round way,a series of new situations and problems have emerged in the development of financial industry:there are still many cases of illegal and criminal cases in financial industry;new uncertainties have been brought about by financial products,financial business innovation and financial mixed operation.All these have brought new challenges to the national audit work in the new era.For this reason,in order to make the national audit adapt to the development of economy and society,keep pace with the times,improve the effectiveness of audit and escort the healthy development of financial industry,this paper first sorted out 17 announcements concerning assets and liabilities profit and loss audit results of five state-owned commercial banks,policy banks and some state-owned financial units in China.Based on the analysis of the current situation and common problems of national auditing in China's financial industry,and taking Agricultural Bank of China as an example,the audit announcements of the Agricultural Bank of China in recent years are sorted out in detail.According to the problems investigated by the State Audit Office,the rectification actions carried out by the Agricultural Bank after the event,the voices of the mainstream media on the network and the counter-actions of the Central Inspection Group are also Feedback,explore the realization of the functions of national audit disclosure,defense,prevention,and so on,then analyze the deficiencies of national audit in the bank audit,and put forward corresponding countermeasures: in broadening the scope of audit coverage,improving the problems of repeated audits,improving the business level of financial auditors,etc.to improve,in order to better serve the state governance.
Keywords/Search Tags:Financial Sector, Government Audit, State Governance, The Agricultural Bank of China
PDF Full Text Request
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