Design And Implementation Of Anti-money Laundering Surveillance System For A Securities Company

In recent years,with the development of China's economic construction and increase the level of opening to the outside world,economy also rising crime,as a result of the foreign economic crime tissue penetration of economic crime in China,a rising proportion of money laundering crime of our country.In order to maintain order in the financial market,Orient securities co.,ltd.has continuously improved the anti-money laundering monitoring work from the construction of company system and organization form.At present,the system of the company involves more functions,and its single-coverage functional requirements have not met the requirements of current anti-money laundering work.Therefore,securities company urgently needs a perfect and powerful anti-money laundering monitoring system.The design of the anti-money laundering monitoring system of the securities company is based on the J2EE platform technology and combined with the browser/server(B/S structure)mode for system development.Its technical structure and overall structure design draw lessons from the advanced technology at home and abroad.In the design of system view,model and controller USES the business logic strong MVC three-tier architecture model,the model strictly divided the system into three layers structure,causing the system business logic is stronger.Based on the J2EE platform technology's SSH(Struts+Hibemate+Spring)framework as the development tool of this system,the view,model and controller of the MVC three-layer mode are completely separated.The system chooses the SQL Server 2014 relational database with higher security and more business.This design makes the system more cohesive and reduces the coupling of the system.The anti-money laundering monitoring system of the securities company is divided into five modules:data maintenance business,monitoring index business,integrated query business,customer risk level management business and large suspicious reporting data business.The data maintenance business function is to manage the sensitive personnel,monitor the company's business in real time,and manage the personnel information of the company;The monitoring indicator business function is to monitor the changes of customer information and customer transactions of the system,and automatically generate transaction records;The comprehensive query business function is to make statistical inquiry and summary of the process processing,and to check and process the monitoring indicators that need to be reviewed.The customer risk level management business module is to evaluate,audit,adjust,monitor and count the customer risk level.The large suspicious reporting data business is responsible for monitoring the report of the large amount of suspicious data and managing the suspicious reporting data.Securities company anti-money laundering monitoring and control system is a set of intelligent and flexible anti-money laundering monitoring and control system,can monitor all suspicious transaction records and suspicious of the user's transactions,to assist relevant personnel with monitoring and control of the money laundering crime,realize the stability of financial markets,maintain financial market order and safeguard the public interest.