Research On Enterprise Risk Management Based On Comprehensive Evaluation Method

With the development of our securities market,the size and quantity of securities companies in China is growing rapidly,but China's securities market started late,and not mature,many security companies blindly pursue short-term interests,neglect the importance of risk management.The securities market is a high-risk market,securities companies are the intermediary of the securities market and an important participant.The steady development of securities companies not only related to the enterprise's own destiny but also plays a important role in promoting the orderly operation of the financial industry and even national capital market.Once the securities company risk control ineffective or the occurrence of major risks,it is easy to spread to the entire financial system security.Both USA sub prime mortgage crisis in 2004 of China's securities market turmoil,we are reminded of our securities market gradually mature at the same time,the risk will be expansion with the market,business and expand the measurement is becoming more and more complicated and become more and more variable.Therefore,learn from the advanced risk management theory and experience,analysis on the research status of risk management of securities companies in our country,explore conforms to the conditions,is of great significance in risk management approach is consistent with the securities company business strategy.The majority of the domestic securities companies in china still rely on the construction and implementation of internal control system as the enterprise risk management function,but the increasing openness and the development of china's financial markets contributing to a changing external environment.as the securities industry matured and emerging securities business emerged,many securities companies which have a long-term vision discovered that merely the company internal control has been unable to meet the needs of enterprise risk management.Referring the advanced international concept of risk management,combining with reality of China's securities industry,many enterprises hope to establish a risk management system which control and manage risks from a point to a plane.The risk management and control of the company's main business is the monitor,and rely on the monitor,a enterprise risk management system will be built,it will control all the work links of the whole enterprise.Now the establishment of enterprise risk management system has become the development trend of the securities industry,and this system is effectively solving problems which securities companies are facing.This article is to domestic a listed securities company DB securities as the research object,the company has been groping perfect risk control system,in order to better adapt to the development of the company,DB securities also has established a comprehensive risk management system.As a pioneer in the securities industry,the comprehensive risk management system of DB securities is how to build,the effect of this system,and what can be improved is worth studying.Articles at home and abroad of securities companies risk management theory and practice of the results based on around the research topic of comprehensive risk management in securities companies,focuses on the DB securities company's comprehensive risk management framework and content,by DB securities company's comprehensive risk management examples of comprehensive risk management in the use of securities companies carried out detailed research and demonstration.So this paper first introduction to securities companies risk management knowledge background,from the causes of the risk management of securities companies,the development of evolution,analyzes the background of the risk management of securities companies,introduced the theoretical basis of risk management.And it reviews the classical theory and the representative latest research results of the comprehensive risk management of domestic and foreign securities companies..On this basis,to DB securities company for the actual situation of the cases discussed in detail the company comprehensive risk management,including the company why to carry out a comprehensive risk management,the company is how to implement and use of a comprehensive risk management.Then we use a variety of empirical research methods detailed research and demonstration of comprehensive risk management in the DB securities development and effectiveness,in order to find DB securities comprehensive risk management system can also improve the part,and accordingly summed up DB securities comprehensive risk management system has some effect and the main class,to put forward the improvement proposal and to.This paper on DB securities company's comprehensive risk management research contents and conclusions,not currently take comprehensive risk management of securities companies in the future risk management system to build a reference value,for the future research on risk management of domestic securities company also has certain theoretical significance.