A Case Study On Construction Of Internal Control System Of DY Bulk Commodity Market Based On Risk Management

With the acceleration of global economic integration, the concept of risk management and internal control is being understood and accepted by more and more enterprises. Especially after experiencing the domestic and foreign enterprise crisis and financial scandals, the idea of paying attention to risk control has been rooted in the management concept of many enterprise managers all over the world. The state has also issued a series of regulatory requirements, a clear domestic enterprises, especially large listed companies need to follow the framework of internal control to establish the enterprise's internal control system, standardize the operation of enterprises. How to combine the actual situation of enterprises, in accordance with the basic principles of internal control, in line with the characteristics of enterprises to establish their own internal control system, has become an important concern and thinking of managers.Based on the theory of internal control and the exploration of the relationship between risk management and internal control, in order to better achieve the goal of internal control, effectively reduce the operational risk of enterprises and standardize the efficiency and effectiveness of enterprise operation, combined with their own experience, from the perspective of risk management The article analyzes the problems of the internal control of the case company and analyzes the causes of the problem, so that the financial control and the internal control activities are fully integrated and the preliminary research on the internal control of the case is put forward. Constructs the internal control system of this case company, and carries on the concrete internal control analysis design from the internal supervision, the control activity, the risk evaluation level. Through the effective internal control system to the existing business activities to be effective supervision and control, to achieve the basic objectives of internal control provides a strong support and protection.In this paper, from the internal control practice of the bulk electronic trading market, through the in-depth analysis of the key internal control level, describes the important risks of the business, and elaborates and analyzes the internal control measures of the integration into the risk management idea, puts forward the specific internal control implementation plan, Using the actual business analysis, fully proved in the internal control system built in the unlisted small and medium-sized enterprises and the importance of the financial services industry. It is expected that this study can serve as a reference warning for SMEs in China, emerging enterprises and financial services in the construction of internal control, and hope that each enterprise can have effective and effective internal control for escorting system.