Research Of Risk On The Securities Margin Trading Of C Securities Company

The emergence of margin trading business,the original securities market inject a bit of vitality,according to its characteristics,increase participate funds to the stock market,investors have also been more convenient lending channels,For securities companies,margin trading business is a revenue generating business.It is true that there are two sides of everything.The risk of margin trading is also quite obvious.With the further development of the business,risk control will become more and more important.Securities company as one of the main business,how to start from their own point of view,to identify the risk of margin trading business,to build the risk control system is imminent.At the beginning of this thesis,we describe the concept of the margin trading business,margin trading and securities lending business development of securities companies to bring the effects,including the positive influence and negative influence of the margin trading and securities lending business,gradually transition to the research on risk control of margin trading and securities lending business;then,on the basic of theory,combine with C securities company’s actual situation,through the issuance of 180 questionnaires to employees,in the securities of the company may face the risk of numerous financing securities loan service survey identified C securities company to carry out main risk of margin trading;and through experts score obtained results,in the risk matrix method to find corresponding location,identify risks can withstand the order,this paper according to the order of evaluation of the risk,followed by credit risk,market risk,the scale of business risk,operational risk,for the specific content of the company’s risk control provides the basis.Finally,in the follow-up study of risk control,I was involved in the business sector,from the business aspects of the development of risk control measures.Of course,with the continuous development of margin trading business will generate new risks,after finish this paper,we still need to continue to identify and control risk.