Research On Effectiveness Of Internal Audit In Foreign Bank A

The role of Internal Audit is more and more important in modern enterprises and the effectiveness of it is directly related to survival and development of it. Therefore it is necessary to research the effectiveness of Internal Audit based on our current system environment.This article expounds the importance of the effectiveness of Internal Audit, analyses the present situation of the effectiveness of Internal Audit through the survey of A Bank’s Internal Audit and the advanced experience of domestic and foreign financial institutions of Internal Audit. Then analyzes the main problems of enterprise Internal Audit effectiveness from the four aspects of internal management, business competition pressure, lacking of audit personnel training mechanism, auditing technology maturity,after that this article puts forward the measure of strengthening the effectiveness of Internal Audit, which reduce the bank risk, improve the market competition ability.The study of effectiveness of Internal Audit of foreign bank from the independence of Internal Audit department, audit personnel quality, rules and regulations, information utilization degree, etc., it also analyzes the lack of effectiveness of Internal Audit, and to improve the business level of Internal Audit, to improve the effectiveness of Internal Audit, better play the role of the Internal Audit, put forward the feasible suggestions. But it mainly focused on the internal environmental factors of the Internal Audit department, not involved in the external environment’s influence on the effectiveness of Internal Audit, the research scope is not comprehensive. And it also not mention all the internal environment of the Internal Audit activity itself, and the research is not comprehensive.This paper is divided into the following six chapters altogether:Chapter One Introduction:includes four aspects, namely, background and significance, literature review, research ideas and research frame work topics, as well as innovations and shortcomings of this article; second chapter describes the effectiveness of Internal Audit and general theory; Next, a third analysis of Present Situation of the effectiveness of Internal Audit of Bank A; the fourth chapter analyzes the factors that influence the effectiveness of Internal Audit of Bank A, and further tap the internal Bank A, the cause problems of insufficient audit effectiveness; and then chapter for reasons analyzed in Chapter Ⅳ, targeted proposes enhancing the effectiveness of Internal Audit in banks a concrete measures and solutions, the last chapter is the film papers the concluding section.