The Study Of Internal Control Regulation Of Commercial Banks

In this paper, we select government regulation perspective to study the internalcontrol of commercial banks. Most of the domestic research on the issue stays on thenormative analysis, this paper inventive, CBRC promulgated the "Commercial Bankinternal control guidelines" and "commercial banks internal control Evaluation TrialMeasures" and other relevant laws and regulations on the basis of full interpretation,combined with the present stage of China’s commercial bank’s internal controlsituation, game analysis, AHP and fuzzy mathematics method to interpret theeffectiveness of policies and put forward their own easy to recommend for the finalevaluation system.This article normative analysis of space less discussed only the level of the natureof the internal control of commercial banks, more emphasis on the empirical analysis,in assuming that the existing policy and reasonable under the premise of the use ofmathematical tools to the effect of the implementation of the existing policy analysis,that the internal control of commercial banks under the five elements of two itemizedassignment to analyze the effectiveness and efficiency of conclusions, on this basis,the use of fuzzy mathematics knowledge, subjective expert Scoring System ofeffectively quantify and minimize error method were analyzed. Eventually given forthe possible problems of their own improvements.This article is divided into three parts,total of five chapters.The first part (Chapters1and2) Introduction and literature review, the opening isan introduction, a brief overview of writing ideas and papers framework, the secondpart is a literature review. Paper involves two aspects, the commercial banks’ internalcontrol "and" regulation and its effectiveness ", the literature review section of"internal control "and" regulation "were a literature review, in order to clear paper writing angles and involved Range. The second part (Chapter III, Chapter IV) as acore part of this article. Discusses the banking sector is different from other naturalmonopoly industry, its own characteristics and should be subject to the need for morestringent regulation. On this basis, the use of game theory to prove further explanation.Finally, the use of the AHP model and fuzzy mathematics knowledge about theempirical analysis, detailed analysis of the potential problems with possible solutions.Finally, the to propose evenly distributed scores principles of efficiency. Put forwardtheir own views on how to improve. The third part (Chapter1) of this article’sconclusions and unresolved issues. Hoping to constantly improve learning.