The Research On Supervision Model Of Hunan Caixin Investment Holding Co., LTD

Financial holding company is a combination of different industry characteristics and plays acrucial role for a country and even the world economy. Research on internal supervision andexternal supervision existing problems of Hunan finance investment&holding Ltd, earnestlystudy and summarizes foreign financial holding company experiences and lessons, scientificabsorbs relatively good supervision mode and puts forward supervision mode optimizationcountermeasures have important significance for the formation of financial holding companysupervision model.This article follows the ideas of research methods and theories internationalization,solving realistic problems localization. It gradually expands all of the studies step bystep, layer upon layer and mutual convergence. Firstly, it synthetically comparesdomestic and international relevant research, describes the financial holding companybusiness definition and characteristics, introduces the financial holding companysupervision principle and model, and compares the financial holding company’s threemain supervision mode. Secondly, it selects Hunan finance investment and holdingLtd as the research object, analyzes its development and regulation characteristics,and summarizes its practical problem from the external supervision to internalsupervision. Finally, the article puts forward internal supervision optimizationcountermeasures form the establishment of the Risk Management Committee,increasing the intensity of the Board of Directors on risk management and ensuringthe independence of the Board of Supervisors in the risk management aspects.Besides, it puts forward external supervision optimization countermeasures fromstrengthening the supervision company of coordination, strict monitoring companyconnected transaction and alleviating the conflict of interests.