Securities Civil Dispute Mediation Settlement Mechanism Research

Efficient and equitable resolution of securities disputes is an important task to protectthe legitimate rights and interests of investors and the development of stock market health.In the securities markets and mature countries and regions, mediation has become animportant way to flexibly and quickly to resolve the Securities and civil disputes. Thesecurities regulatory authorities usually have the specialized agencies, to provide mediationservices for investors and securities institutions. Mediation in our country with profoundhistorical and cultural foundation, and has made great achievements in legislation andpractice of judicial mediation and the people’s mediation. As systems, mechanisms andother reasons, the application of mediation to solve the field of civil disputes in thesecurities is still relatively limited. To strengthen the Securities Mediation System,promotion of China’s diversified securities of civil disputes around the establishment oflegal mechanisms, and organizations in overseas securities dispute resolution system, basicprinciples, program settings, mediation effectiveness, service charges and other aspects ofexperience Securities Civil dispute resolution system is established on the basis ofsummarizing the vision, it is recommended that led by the securities regulatory authoritiesto establish the basic mechanism and platform, the Securities Industry Association todevelop specific procedures to establish the team of professional mediators, abandonaddition to mediation enforceable concept of outside mediation, the introduction of thetune v. docking, to tune Arbitration docking mechanism, mediation to resolve civildisputes in the securities field to flourish.