The Research On Trust Company Risk Control

The case of the Qingtai trust absorbing deposits in public trial was ended, the defendant did not appeal, this event is over, but there are more things worthy of our serious consideration in this case. First for the case itself assembled funds trust scheme and the difference between the Act of illegally absorbing deposits in public, try to find the differences between the two things, it can be better for us to know how to avoid this kind of mix. Second, Qingtai trust company, as a trust company in operation process of quality compliance, there are so many vulnerabilities and obvious lack of regulation of the behavior of and in the course of its operation has not been found, all the way to its funding strand before it was disclosed, but it have caused huge losses to the community at this time. I will Analysis this in two ways, one is the trust factor on the internal risk control system, and the other is the missing appears on the external monitor. Trust on the internal control system, first on the features of the internal control system and analysis of its defects and weaknesses exist. Supervision from the outside, I was mainly written from the perspective of three part to write the contents which is mainly leading to trust management irregularities, including maintaining trust project independence, disclosure of information, the CBRC approval and record control, and so on. Finally, trust company internal and external governance and regulatory oversight have put forward their views and suggestions, i hope it can be good to a healthy and orderly development of China’s trust industry...