Font Size: a A A

Chinese Wall System Research Under The Comprehensive Business Models In Finance

Posted on:2012-01-29Degree:MasterType:Thesis
Country:ChinaCandidate:J Q ChengFull Text:PDF
GTID:2219330338959264Subject:Economic Law
Abstract/Summary:PDF Full Text Request
Chinese Wall is the common law system of the wall of the development of a self-policing administration system, In financial regulator is directed by financial institutions under based on established in self difference of self-discipline information barriers,Tend to emphasize the management of information within the organization, on information isolation to solve financial integrated operating under the conflicts of interest and insider trading. Therefore, it can make up legal firewall system mechanical and stiff defects, stimulating and mobilize financial institutions to improve information control measures of subjective intention. China's financial industry while still implement separate operation system, but also presents the development trend of comprehensive management. On the one hand in view of securities international needs and to strengthen the insider information management, perfect our country securities regulatory system needs, our country introducing Chinese wall system urgent and necessary; On the other hand, China's current legislation and practice and the development of China's financial industry for our country the construction of Chinese wall system to provide legal basis and actual conditions, for China from this study has its wall system practical significance.This paper will be divided into three parts: the introduction, body, and conclusion. Text according to propose, analysis problem, problem-solving thinking style of writing, is divided into four chapters.The first chapter is the general principle of Chinese wall system, based on the concept of conflict of interest, the analysis of the characteristics and the causes of conflict of interest, triggering the best solution mechanism of -- China's wall system in China, and then think wall system concept, characteristic, function and China in the regulation on wall and the advantages and disadvantages of conflict of interest.The second chapter is about Chinese wall system from outside respectively, the first part of the United States and Britain wall system in China is introduced, then both Britain and the Chinese wall system, so as to make detailed comparison in the construction of Chinese wall system to provide experience for reference.The third chapter is to introduce China wall system the necessity and feasibility analysis. On the one hand in view of securities international needs and to strengthen the insider information management, perfect our country securities regulatory system needs, our country introducing Chinese wall system urgent and necessary; On the other hand, China's current legislation and practice and the development of China's financial industry for our country the construction of Chinese wall system to provide legal basis and realistic conditions.The fourth chapter is our Chinese wall system construction of concrete. This chapter is in the second chapter of the reference and the third chapter of foreignfiction wall system constructing China based on analysis of necessity and feasibility, from strengthen legislation and strengthen enforcement supervision and strengthen the construction of corresponding measures put forward concrete building three aspects in Chinese wall system of countermeasures.
Keywords/Search Tags:Comprehensive financial institutions, Conflict of interest, Chinese Wall
PDF Full Text Request
Related items