Research On The Countermeasures Of Perfecting The Supervision Mode Of Securities Market In Yunnan Province

This paper first introduces the related theory elaboration. First introduce the concept and the basic theory origin of the securities market supervision, and clear the concept of securities market supervision and securities market supervision mode. After a theoretical elaboration, elaborated the content of Yunnan Province supervision and regulation of the securities market positioning, description of the status quo and analysis produced in Yunnan Province securities market supervision mode of operation, then is the analysis of the causes of the problem. Next introduces the main modes of foreign securities market supervision, obtained through the analysis of the operation mode: Enlightenment on the supervision mode of the securities market in Yunnan is mainly for the final analysis improve Yunnan Province securities market supervision mode of thinking and Countermeasures of foreshadowing. Finally, it is to improve the securities market supervision mode in Yunnan province. In the improvement and innovation of the two ideas, according to the Yunnan securities market supervision of the position to establish the improvement ideas, that is, in the framework of the improvement rather than innovation, of course, do not rule out the specific measures of innovation, and finally put forward to improve the securities market supervision in Yunnan Province specific measures.Through the introduction of the Western securities market supervision mode and the empirical analysis of China Yunnan as an example, the paper makes a comparison of the supervision mode of foreign securities market and finds the existing problems and causes. Through the research and analysis of the theory to the foreign mode, the paper puts forward the countermeasures and ideas, and puts forward some solutions to the problems in the securities market supervision, and puts forward the countermeasures to solve the problems.This paper is intended to study the Western securities market supervision theory and mode of comparison and research, in-depth analysis of the case of Yunnan securities market supervision, to explore and seek some local securities market supervision mode, mechanism and other aspects of the problems, causes and countermeasures.